Question 1: Ethnicity

The recipient’s ethnicity is automatically populated based on the value reported in the CRID assignment tool in FormsNet3. Verify that the recipient’s ethnicity is correct. If an error is noted, correct the error in the tool and verify that the recipient’s ethnicity has been updated on the Pre-Cellular Therapy Essential Data (4000) form.

Question 2: Race: (check all that apply)

The recipient’s race is automatically populated based on the value reported in the CRID assignment tool in FormsNet3. Verify that the recipient’s race is correct. If an error is noted, correct the error in the tool and verify that the recipient’s race has been updated on the Pre-Cellular Therapy Essential Data (4000) form.

Question 3: Country of primary residence

Select the recipient’s country of residence. If the recipient’s country of primary residence is Brazil, continue with question 4. If the recipient’s country of primary residence is Canada, continue with question 5. If the recipient’s country of primary residence is the United States, continue with question 6.

Question 4: State of residence of recipient (for residents of Brazil)

If Brazil was selected as the recipient’s primary country of residence, enter the recipient’s state of permanent residence at the time of infusion.

Question 5: Province or territory of residence of recipient (for residents of Canada)

If Canada was selected as the recipient’s primary country of residence, enter the recipient’s providence or territory of permanent residence at the time of infusion.

Question 6: State of residence of recipient (for residence of USA)

If the United States was selected as the recipient’s primary country of residence, enter the recipient’s state of permanent residence at the time of infusion.

Question 7: Zip or postal code for place of recipient’s residence (USA and Canada recipients only)

Enter the five-digit ZIP code in which the recipient resides. Only five digits are required, the last four digits are optional; however, if the ZIP+4 (nine digit) code is available, please report it in this field. The zip or postal code is required for USA residents.
The postal code is optional for Canadian residents. The question can be answered or left blank without error for Canadian residents.

Question 8: Was this infusion received within the context of a clinical trial?

For the infusion being reported on this form, indicate if the recipient is a registered participant with
BMT-CTN, RCI-BMT, USIDNET, COG, a Corporate / Industry trial, EudraCT, UMIN, an investigator-initiated trial and/or another clinical trial sponsor, regardless if that sponsor uses CIBMTR forms to capture outcomes data. If “yes,” continue with question 9 to report the sponsor. If “no,” continue with question 16. If the participant is enrolled in multiple studies, even if from the same sponsor, report each study separately.

  • BMT-CTN: Blood and Marrow Transplant Clinical Trials Network
  • RCI-BMT: Resource for Clinical Investigation in Blood and Marrow Transplant
  • USIDNET: United States Immunodeficiency Network
  • COG: Children’s Oncology Group
  • Corporate / Industry
  • ANZCTR: Australian New Zealand Clinical Trials Registry EudraCT: European Clinical Trials Database
  • EudraCT: European Clinical Trials Database
  • UMIN: University Hospital Medical Information Network Center
  • Investigator initiated

Question 9 – 15: Study sponsor:

Select the study sponsor of the clinical trial the recipient is participating in. Click on the link above for more information about each organization.

If the study sponsor is reported as BMT-CTN, RCI-BMT, USIDNET, COG, or Investigator initiated, specify the ClinicalTrials.gov identification number in question 15. The letters “NCT” do not need to be included in the field. Investigator initiated trials include those that are initiated and managed by a non-pharmaceutical / company researcher (e.g. individual physicians or cooperative groups) and center specific trials or multi-center trials.

If the recipient is participating in a corporate or industry sponsored trial, indicate the study sponsor as Corporate / Industry, specify the name of the Corporate or Industry sponsor in question 10 and report the clinicaltrials.gov ID number in question 15. Corporate / Industry examples include, but are not limited to, Atara Biotherapeutics, Bellicum Pharmaceuticals, BlueBird Bio, Celgene, Daiichi Sankyo, Iovance Biotherapeutics, Janssen Pharmaceuticals, Juno Therapeutics, Kite Pharma, Mesoblast, Miltenyi Biotec and Novartis. Corporate / Industry name will be reported on the Cellular Therapy Product (4003) form.

If the recipient is participating in an Australian New Zealand Clinical Trials Registry trial, indicate the sponsor as ANZCTR and specify the ACTRN number in question 11 (not the recipient ID). The ANZCTR, established in 2005, is an online public registry of clinical trials. The ANZCTR accepts both interventional and observational studies for registration from all countries and from the full spectrum of therapeutic areas including trials of pharmaceuticals, surgical procedures, preventive measures, lifestyle, devices, treatment and rehabilitation strategies and complementary therapies. The ACTRN number is alpha-numeric, starting with “ACTRN”.

If the recipient is participating in a European Medicines Agency clinical trial, indicate the study sponsor as EudraCT 9 and specify the study identification number in question 12 (not the recipient ID). The European Union Drug Regulating Authorities Clinical Trials is the European Clinical Trials Database of all clinical trials of investigational medicinal products with at least one site in the European Union commencing May 1, 2004 or later. The EudraCT number has the format YYYY-NNNNNN-CC, where YYYY is the year in which the number is issued, NNNNNN is a six-digit sequential number, and CC is a check digit.

If the recipient is participating in a study with UMIN, indicate the study sponsor as UMIN and specify the alpha-numeric study identification number in question 13 (not the recipient ID). UMIN was established in 1989 as a cooperative organization national medical school in Japan, sponsored by the Ministry of Education, Culture, Science, Sports and Technology (MEXT), Japan.

If the recipient is participating in a clinical trial and the study sponsor is not listed, select Other sponsor, specify the sponsor name in question 14, and report the ClinicalTrials.gov identification number in question 15.

Question 16-17: Is the recipient receiving this infusion outside of the context of a clinical trial?

This question is not applicable if the infusion is received within the context of a clinical trial.

Indicate Yes if the recipient is receiving cellular therapy outside of the context of a clinical trial and in one of the following settings:

  • Institutional guidelines/standard of treatment: Internal protocols at the center.
  • Hospital exemption: Applicable when giving cell therapy product without a clinical trial, the hospital that produces the cells must be the hospital that gives the cells.
  • Compassionate use: No protocol is available or approved by institution, the physician asks for a one-time use.

If the recipient is not receiving the cellular therapy outside the context of a clinical trial, select No and continue with question 18.

Section Updates:

Question Number Date of Change Add/Remove/Modify Description Reasoning (If applicable)
. . . . .
Last modified: Jan 22, 2021

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